Guidance for Industry
Investigating Out-of-Specification (OOS)
Test Results for Pharmaceutical Production
I. INTRODUCTION
This guidance for industry provides
the Agency’s current thinking on how to evaluate out-of-specification (OOS)
test results. For purposes of this document, the term OOS results includes all test
results that fall outside the specifications or acceptance criteria established
in drug applications, drug master files (DMFs), official compendia, or by the
manufacturer. The term also applies to all in-process laboratory tests that are
outside of established specifications.
This guidance applies to
chemistry-based laboratory testing of drugs regulated by CDER. It is
directed toward traditional drug
testing and release methods. These laboratory tests are
performed on active pharmaceutical
ingredients, excipients and other components, in-process materials, and
finished drug products
to the extent that current good
manufacturing practice(CGMP) regulations (21 CFR parts 210 and 211)and the
Federal Food, Drug, and Cosmetic Act
(the Act) (section 501(a)(2)(B))
apply. The principles in this guidance also apply to in-housetesting of drug
product components that are purchased by a firm.
This guidance can also be usedby
contract firms performing production and/or laboratory testing responsibilities.Specifically,
the guidance discusses how to
investigate OOS test results, including the responsibilities of
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